Category Archives: Judiciary and human rights

Sunak’s constitutional dilemmas

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Today the Unit publishes Monitor 83, providing analysis of constitutional events over the last four months. In this post, which also serves as the issue’s lead article, Meg Russell and Alan Renwick argue that while Rishi Sunak’s premiership has seen a decline in constitutional turbulence compared to the recent past, various points of constitutional tension remain, creating dilemmas both for him and his party political opponents.

Successive issues of Monitor in recent years have told a story of constitutional unease. The premierships of Boris Johnson and Liz Truss saw checks and balances eroded and the rule of law questioned. The last issue – published in November 2022 – reported Rishi Sunak’s promise on entering Downing Street to restore ‘integrity, professionalism and accountability’; but too little time had passed by then to assess his delivery. Four months on, the picture remains complex and mixed. Sunak clearly faces challenges on the constitutional front, particularly in keeping his restive party together.

On the positive side, the Prime Minister appointed a new Independent Adviser on Ministers’ Interests in December – his predecessor having denied that she needed one – and in January acted swiftly on the new Adviser’s conclusion that the actions of the Chairman of the Conservative Party, Nadhim Zahawi, ‘constitute[d] a serious failure to meet the standards set out in the Ministerial Code’ (see story: Standards in Government). In February, the Deputy Prime Minister, Dominic Raab, whose conduct remains under investigation, said that he would resign if found guilty of bullying officials.

The government’s approach to relations with the European Union also moved from confrontation to trust-building. This shift helped Sunak to unlock a significantly improved deal on the Northern Ireland Protocol in February (see story: The Northern Ireland Protocol). In the wake of that agreement, the Johnson-era Northern Ireland Protocol Bill – through which the UK would have unilaterally arrogated to itself the right to deviate from the Protocol’s terms, almost certainly in violation of international law – was withdrawn.

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Checks and balances: what are they, and why do they matter?

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Checks and balances are fundamental elements of constitutional democracy that prevent the unconstrained exercise of power, improve the quality of decision-making and ensure that mechanisms exist for preventing or penalising unethical behaviour. Lisa James, Alan Renwick and Meg Russell argue that they therefore play a vital role in maintaining public confidence in the political system and the government has a particular responsibility to uphold them.

Background

The importance of checks and balances is often cited in debates about the health of democracy, and their erosion is widely considered a sign of democratic backsliding. But what are they, and why are they important?

Checks and balances are the mechanisms which distribute power throughout a political system – preventing any one institution or individual from exercising total control. The words ‘checks’ and ‘balances’ are typically used together, but can be thought of as referring to subtly different (though overlapping) things. Checks are the mechanisms which allow political institutions to limit one another’s power – for example by blocking, delaying or simply criticising decisions. Balances, meanwhile, ensure that a wide variety of views and interests are represented in the democratic process. This includes structures like federalism, or broader features of democratic functioning such as the existence of multiple political parties.

The term ‘checks and balances’ is given more prominence in some countries than others, and is often particularly associated with the United States. But the principle is core to all modern democracies.

Checks and balances operate between and within most political institutions. However, the risks of unconstrained power are often considered particularly high with respect to the executive. This briefing hence focuses on the key institutions which check and balance executive power at UK level:

  1. parliament
  2. the courts
  3. impartial officials, and
  4. media and civil society.

Why do checks and balances matter?

Checks and balances play two key roles. First, they limit the power of the majority to act without regard to the views or interests of others. They ensure that the perspectives of those who are in the minority on a given issue are represented – for example, by guaranteeing that opposition voices are heard in the process of law-making. Second, at a more practical level, they ensure that policy is tested and behaviour supervised. This helps to improve the quality of decision-making, and prevent behaviour which might threaten the integrity or reputation of the political system.

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The Constitution Unit blog in 2022: a guide to the last 12 months of constitutional news

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The four years preceding 2022 were a fascinating time to be writing about the UK constitution, its institutions and those involved in working within them. It had got to a point where it didn’t seem life could get any more interesting. And then 2022 gave us two prime ministerial resignations and an end to the longest monarchical reign in British history. As the year comes to an end, blog editor Dave Busfield-Birch offers a roundup of the 12 months just gone, as well as a look at the reach of the blog through the lens of its readership statistics. 

2022 included a seven-week period in which we transitioned from one monarch to another and had three Prime Ministers. Two of those Prime Ministers – Boris Johnson and Rishi Sunak – were fined for breaking COVID-19 lockdown regulations earlier this year and the third, Liz Truss, now has the dubious distinction of being the Prime Minister to have held office for the shortest time in modern history. In addition, we lost the longest-reigning monarch in British history and welcomed the first monarch to have the benefit of a seven-decade apprenticeship and a new Prince and Princess of Wales. The state of the Union also appears less stable, with Scotland found to be unable to legislate for an independence referendum and May’s elections in Northern Ireland leading to political deadlock that has no immediate end in sight. Below are our most popular blogs from the past year, preceded by a personal selection by me, at the end of my fifth year as blog editor.

Editor’s pick

How far did parliament influence Brexit legislation? by Tom Fleming and Lisa James.

As good as this blog is, the real meat is in the excellent journal article that it summarises. In this post, my colleagues Tom and Lisa analyse to what extent parliament and its members influenced the outcome of the Brexit process. The answer might surprise you.

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What does the new Prime Minister mean for the constitution?

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The Constitution Unit held an event in November at which three expert panellists discussed the potential constitutional impact of newly appointed Prime Minister Rishi Sunak, discussing the problems posed by concerns about ministerial standards, the government’s decision to proceed with several bills that pose worrying constitutional questions, and the future of the devolution settlement. Alice Hart and Hashmath Hassan summarise the contributions.

On the day that the UK Supreme Court ruled that the Scottish Parliament cannot legally hold another independence referendum without Westminster’s approval, the Constitution Unit held an event to discuss the potential constitutional impact of the new Prime Minister, Rishi Sunak. The event was chaired by Professor Meg Russell, Director of the Constitution Unit, and brought together three expert panellists: Jill Rutter (a Senior Research Fellow at UK in a Changing Europe and a Senior Fellow at the Institute for Government); Dr Ruth Fox (Director of the Hansard Society); and Professor Colm O’Cinneide (Professor of Constitutional and Human Rights Law at University College London). The summaries below are presented in order of the speakers’ contributions. 

Jill Rutter 

Jill Rutter discussed the need to repair the damage done to the perception of standards in public life during Boris Johnson’s time as Prime Minister. Johnson suffered the resignation of two Independent Advisers on Ministers’ Interests in as many years, tolerated misbehaviour from his MPs and was ‘fast and loose with the facts’ in parliament. Sunak’s commitment to the integrity agenda is unclear, Rutter stated. He has made assurances that he will appoint an Independent Adviser (unlike his predecessor, Liz Truss, who indicated that she did not need one) and has appointed a barrister to lead an independent inquiry into bullying allegations against Deputy Prime Minister Dominic Raab. However, questions remain about Sunak’s approach to his new Independent Adviser, such as whether he will provide the postholder with sufficient resources (as promised by Johnson to former Independent Adviser Lord (Christopher) Geidt) and whether he will make any effort to ensure their independence in terms of both the publication of reports and initiation of investigations without the approval of the Prime Minister.  

Other than these immediate actions, little is known about Sunak’s plans to restore integrity and trust in government. Clamping down on lobbying may be a good place to start, Rutter suggested: she noted that the Gordon Brown review of the constitution commissioned by the Labour Party is planning to propose limitations on MPs’ second jobs. She provided some examples of big ideas that Sunak could adopt, such as Labour’s proposal to establish an Integrity and Ethics Commission and the Australian government’s introduction of an anti-corruption commission. A key challenge for Sunak, Rutter suggested, is dealing with Johnson’s and Truss’ lists of nominations to the House of Lords – especially with regard to how they may affect trust in politics.  

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