‘The festering issue’ – the legality of a second independence referendum

With the Scottish government gearing up for a second independence referendum, questions have been raised about whether or not the Scottish Parliament can legislate for such a poll in a way that the courts will find lawful. In this post, David Torrance discusses the wording of the relevant legislation and the impact of subsequent caselaw, concluding that the prevailing legal understanding is that even a consultative referendum would be outside the scope of the parliament’s powers.

During the House of Lords’ consideration of what would become the Scotland Act 1998, Lord (Donald) Mackay of Drumadoon (a former Lord Advocate and subsequently a Scottish judge) told peers it would be ‘perfectly possible to construct a respectable legal argument’ that it was within the legislative competence of the soon-to-be-created Scottish Parliament to pass a bill authorising an independence referendum.

Lord Mackay added that he remained ‘convinced that the law on this matter should be clarified. If it is not then the festering issue as to whether the Scottish parliament is competent to hold such a referendum will rumble on.’ That was arguably a dictionary definition of prescience.

The debate, if not ‘festering’ does indeed ‘rumble on’ nearly a quarter of a century later, yet much of the commentary seems curiously circular, turning over arguments which might have been relevant in 1998 or 2012 but are less so in 2022. Chief among these is the idea that an ‘advisory’ or ‘consultative’ referendum might pass muster if the dispute were to reach the Supreme Court.

But first let us return to the Lords in 1998. Speaking for the government, Lords Sewel and Hardie (respectively a Scottish Office minister and the then Lord Advocate) were clear that an independence referendum bill would ‘relate to’ the reserved matter of the Union between Scotland and England and would therefore be ultra vires and outside the competence of the Scottish Parliament. As Lord (David) Hope of Craighead later observed, ‘the Scotland Act provides its own dictionary’.

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How parliament approved the Anglo-Irish Treaty

The Anglo-Irish Treaty, which resulted in independence for what was initially known as the Irish Free State, was signed 100 years ago today. David Torrance outlines how MPs and peers reacted when asked to approve the treaty at a specially convened parliament later that month.  

Despite its significance to the history of the United Kingdom, the Anglo-Irish Treaty – signed a century ago on 6 December 1921 – has had remarkably little attention from historians and constitutional scholars.

Especially neglected has been the UK Parliament’s consideration of that treaty, in marked contrast to considerable analysis of the Dáil debates during December 1921 and January 1922. In accordance with Article 18 of the treaty, its provisions required approval by both the UK Parliament and ‘a meeting’ of those elected to the (devolved) Parliament of Southern Ireland in May 1921.

Parliament was convened on 14 December 1921 for the sole purpose of considering the treaty. King George V said in his speech opening parliament that it was his:

earnest hope that by the Articles of Agreement now submitted to you the strife of centuries may be ended and that Ireland, as a free partner in the Commonwealth of Nations forming the British Empire, will secure the fulfilment of her national ideals.

Both Houses of Parliament were instructed to make a humble address by way of reply to the King’s Speech. This was unusual – Sir Austen Chamberlain later explained that this means of ratification was ‘founded […] on a precedent which had prevailed uninterruptedly up to the year 1890’ – but then the treaty itself was unusual in that it had been agreed between two parts of the UK rather than two (internationally recognised) sovereign states.

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100 years of the Government of Ireland Act: how it provided a model for Westminster-Edinburgh relations

The Government of Ireland Act 1920 is 100 years old tomorrow. David Torrance examines the legislation and its impact, arguing that a number of the constitutional conventions that regulate relations between Westminster and Holyrood have roots in those that applied to Stormont between 1920 and 1972.

Wednesday 23 December marks the centenary of royal assent for the Government of Ireland Act 1920 (the ‘1920 Act’). That this created the part of the UK known as ‘Northern Ireland’ and its border is well known, but its devolution settlement – a parliament, government, governor and prime minister – has largely faded from public consciousness.

As the historian Graham Walker has observed, Northern Ireland ‘serves as a reminder that devolution and constitutional change has a long, complex, and fascinating history, and did not just appear magically at the end of the twentieth century’ [1]. Indeed, this blog will argue that many of the constitutional conventions now associated with Holyrood-Westminster relations have antecedents in those which developed between Stormont and the UK parliament between 1921 and 1972. There was also one major difference, self-determination, analysis of which concludes this piece.

A ‘sound custom’ of non-interference

Speaking during Lords consideration of the Scotland Bill in 1998, Lord Sewel observed that ‘as happened in Northern Ireland earlier in the century’ the government would expect ‘a convention to be established that Westminster would not normally legislate with regard to devolved matters in Scotland without the consent of the Scottish parliament’. This would later come to be known as the Sewel convention.

The Northern Ireland precedent acknowledged by Lord Sewel was established in 1922 when Home Secretary Edward Shortt (who had responsibility for GB-NI relations at the time, as there was no Northern Ireland Office) advised withholding royal assent for a bill abolishing the Single Transferable Vote method for local government elections (a matter ‘transferred’ to Belfast). When Northern Ireland’s Prime Minister Sir James Craig and his Cabinet threatened to resign, assent was granted.

By 1953, a Treasury document could state that:

In practice the United Kingdom Parliament refrains from legislating on matters with which the Northern Ireland Parliament can deal, except at the request and with the consent of Northern Ireland. It is recognised that any departure from this practice would be open to objection as impairing the responsibility which has been placed on the Northern Ireland Parliament and Government.

HM Treasury, Northern Ireland, the Channel Islands and the Isle of Man: A Treasury Paper, December 1953, page 9
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‘Taking the border out of politics’ – the Northern Ireland referendum of March 1973

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In 1973, the UK government organised the country’s first referendum, on the subject of whether or not Northern Ireland should remain part of the UK. Now, as Brexit and its potential consequences make another border poll look like an increasing possibility, David Torrance looks back on the poll, its background, and its later constitutional significance.

Introduction 

The first constitutional referendum in the history of the United Kingdom took place on 8 March 1973. It was held nearly four years after the beginning of ‘The Troubles’ – a sharp deterioration in the security and political situation in Northern Ireland. 

What became known as the ‘border poll’ (although it was also called a ‘referendum’ or ‘plebiscite’, no one could quite agree on terminology) emerged as a means by which to ‘take the border out of politics’, or so it was hoped. In discussions with the Government of Northern Ireland (NIG) on 22 March 1972, the UK government proposed transferring responsibility for law and order from Belfast to London, phasing out internment, and periodic plebiscites.

The last two were, in principle, acceptable to the NIG, but an erosion of its ‘transferred’ powers under the Government of Ireland Act 1920 was not. The Prime Minister of Northern Ireland (Brian Faulkner) and his Cabinet later resigned, and on 30 March the Parliament of Northern Ireland – known as ‘Stormont’ – was prorogued and Direct Rule from Westminster introduced for the first time since 1921.

The referendum announcement

Speaking in the Commons on 24 March 1972, Prime Minister Edward Heath said:

We… propose in due course to invite Parliament to provide for a system of regular plebiscites in Northern Ireland about the Border, the first to be held as soon as practicable in the near future and others at intervals of a substantial period of years thereafter.

In effect, Heath was proposing to transfer the principle of ‘consent’ from the prorogued Parliament of Northern Ireland (enshrined in the Ireland Act 1949) to its people, ‘the Border’ representing a proxy for a much broader constitutional question.  Continue reading

The narrative of devolution twenty years on

gtwuaP6C (1)Today marks the twentieth anniversary of the first Scottish Parliament elections. In this post, David Torrance looks back at how political parties in Scotland have fought to control the narrative of devolution and examines how that ‘story’ has evolved over the past two decades.

Pollsters and sociologists have long understood the power of political storytelling. James Carville, who engineered Bill Clinton’s 1992 presidential victory, believed that an effective narrative was ‘the key to everything’, while the NATO strategist Mark Laity has described how a narrative with historical overtones can influence decision- making more than logical argument.

This is not, however, a contemporary political phenomenon, but rather something as old as spin and fake news. As others reflect on the twentieth anniversary of devolution in Scotland, it’s worth looking at the role narrative – or rather political ownership of narrative – played in the run-up to the establishment of the Scottish Parliament in May 1999, and indeed thereafter.

Broadly speaking, the ‘story’ of devolution in Scotland was owned, at first, by the Scottish Labour Party from the 1980s until the early 2000s, before the Scottish National Party (SNP) assumed control in the mid-2000s. More recently, ownership has become more competitive, with the Scottish Conservative Party belatedly expressing comfort with devolution and challenging the SNP’s claim to ‘stand up for Scotland’.

As I’ve argued in an earlier essay, this narrative marketplace has much deeper roots, for since the late nineteenth century every major political party in Scotland has told a ‘story’ of an autonomous Scotland while claiming to defend that autonomy from internal and external threats. Initially it was the Liberals with ‘Home Rule’, then the old Scottish Unionist Party, which presented itself –most ostentatiously between the early 1930s and mid 1950sas the main ‘guardian’ of a distinct Scottish national identity, while extending what was known as ‘administrative devolution’ within the United Kingdom.

Later, this political story passed to Scottish Labour in augmented form, at its most salient after the 1987 general election when the party resolved various internal debates to emerge as the main champion of a devolved Scottish Assembly/Parliament. A necessary corollary was delegitimising the Scottish Conservative Party’s claim to guardianship of Scottish identity, thus the charge that the governments of Margaret Thatcher were ‘anti-Scottish’ and hostile to distinctively Scottish institutions.

There were echoes of the earlier Unionist approach. Not only did Scottish Labour draw upon its considerable reserves of political symbolism, but it pushed the SNP’s competing nationalism (‘independence in Europe’) to the periphery of political discourse, all the while pursuing its own electoral strategy north of the border with the tacit approval of the UK Labour Party, classic features of what the sociologist Michael Billig called ‘banal nationalism’ and Jim Bulpitt’s description of territorial management in the United Kingdom.

Although the SNP attempted to challenge Labour’s ownership of the devolution agenda – Alex Salmond used to claim the party couldn’t ‘deliver a pizza let alone a parliament’ – Donald Dewar, Scottish Secretary after 1997 and Scotland’s inaugural First Minister in 1999, understood well the power of political storytelling. His memorable speech at the Scottish Parliament’s official opening on 1 July 1999 invoked:
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