The anatomy of democratic backsliding: could it happen here?

The term ‘backsliding’ has been coined to describe the phenomenon by which leaders who come to office within a democratic framework, only to attack some of democracy’s core features when in office. Stephan Haggard and Robert R Kaufman outline some of the key features of ‘backsliding’, discuss how and why it can take hold, and whether there are warning signs that such a process could happen in the UK. 

During the presidency of Donald Trump, American democracy suffered the most serious challenge it has faced since the country’s Civil War. Trump and his administration inflamed divisions that jeopardise the rights of women and minorities; attacked the press; defied oversight; sought to stack the judiciary and law enforcement agencies with partisan loyalists; challenged the integrity of the electoral system, and ultimately stoked a violent challenge to the democratic transfer of power. These threats were different from conventional forms of democratic reversion, such as the coup d’etat. Instead, they reflected a more insidious process that has come to be known as ‘backsliding,’ in which illiberal leaders rise to power within a democratic framework and attack core features of democracy from within.

Because the United States occupies a unique position at the heart of the international system, backsliding there commanded worldwide attention. But the United States was hardly alone. In a new study, we identified at least 15 other countries in which duly-elected democratic governments recently moved along similar paths. Not all of these paths lead all the way to autocracy; in the United States, democracy survived the Trump era badly damaged but intact. But depending on the metric used, more than half of these cases slid into ‘competitive authoritarian rule’: systems in which elections persisted but were manifestly rigged. Notably, although many of the failed democracies we examined were weakly institutionalised at the outset (for example, Bolivia, Ukraine, and Zambia), others such as Hungary, Poland, and Venezuela were once considered relatively robust democratic regimes.

These cases raise the question of whether similar adverse developments could occur in other seemingly stable democracies. Could they perhaps even happen in the UK? 

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Voter ID at British polling stations: learning the right lessons from Northern Ireland

7sdwzdrq.1368719121Asking voters to produce a form of identification before voting will be piloted in five English council areas this May. The move represents part of the government’s response to a series of recent recommendations for measures to safeguard the electoral process from fraud. While the pilots will provide important opportunities for policy-learning, Stuart Wilks-Heeg argues that much can already be gleaned from the experience of Northern Ireland, where voter ID requirements were first introduced in 1985.

On 3 May 2018, voters at polling stations in five English council districts (Bromley, Gosport, Slough, Watford, and Woking) will be asked for proof of identity. These voter ID pilots are central to the current UK government’s commitment to follow through on recommendations made in electoral fraud reviews carried out by both the UK Electoral Commission and by Eric Pickles in his role as Anti-Corruption Champion.

A solution in search of a problem?

Official concern about the security of the ballot has been driven by a small number of high-profile cases of fraud, most recently in Tower Hamlets in 2014. There is no evidence of widespread voter impersonation at polling stations. In fact, cases of ‘personation’, as the offence is termed in UK electoral law, are exceptionally rare. A total of 146 allegations of personation at polling stations were reported to UK police forces from 2010–16, a period that included two general elections and the EU referendum, each of which saw some 30 million votes cast. All but a handful of these 146 allegations resulted in no further action, generally because there was no evidence that an offence had been committed. Over the same time period, only seven people were convicted as a result of investigations of personation at polling stations, five of whom were involved in a single case in Derby.

Given such evidence, academics have expressed concern that voter ID is a solution in search of a problem. Some opposition politicians and political campaigners have gone further, seeing it as a consciously partisan measure. Critics argue that lower-income voters are less likely to have valid ID and will be turned away from polling stations in large numbers, or simply deterred from going to vote at all. In this view, the real purpose of voter ID at polling stations is not to restore public confidence in the electoral process, but to emulate the ‘voter suppression’ methods long practised by Republican states against likely Democrat supporters in the USA. Continue reading

How can referendums in the UK be improved? Lessons learned from the EU referendum

Today, the House of Commons Public Administration and Constitutional Affairs Committee (PACAC) published a report on Lessons Learned from the EU Referendum. The report touches on a variety of areas in relation to the conduct of referendums, including the role of referendums, the role of the civil service during referendum campaigns and cyber security. PACAC’s chair, Bernard Jenkin, outlines his committee’s findings, which they hope that the government will take heed of so that the country is ready for any future referendums.

Today, the Public Administration and Constitutional Affairs Committee (PACAC) has published its latest report on Lessons Learned from the EU Referendum. With Holyrood demanding a new Scottish independence referendum, it is clear that referendums have become a permanent part of the UK’s democratic system, with major implications for our system, which is based on representative democracy. PACAC’s report highlights the importance of clarity in relation to the role and purpose of referendums, and ensuring that referendums are conducted fairly and effectively.

PACAC argues that referendums are appropriate for resolving questions of key constitutional importance that cannot be resolved through the usual medium of party politics. PACAC also argues, however, that referendums are less satisfactory in the case of what might be called a ‘bluff call’ referendum when, as last June, the referendum is used by the government to try to close down an unwelcome debate. As well as a clear question, the outcome in either case must also be clear. That means there should be more clarity and planning by the government holding the referendum, so there is less of a crisis of uncertainty if they don’t get the answer they want, as in the EU referendum.

PACAC considered four other areas in relation to the conduct of referendums: the fairness of the so-called ‘purdah’ period; the administration of the referendum; the role of the civil service during a referendum campaign; and cyber security.

On purdah, the government claimed at the time that the purdah provisions would impair the functioning of government. However, these provisions were of critical importance to the fair conduct of the referendum. The purdah provisions should be strengthened and clarified for future referendums and PACAC supports the Law Commission’s proposals to consolidate the law regulating the conduct of referendums. Additionally, PACAC asserts that the purdah restrictions should be updated to reflect the digital age, and extended to cover the full ten weeks of the referendum period, as recommended by the Electoral Commission.

With regard to the administration of the referendum, the evidence gathered during PACAC’s inquiry suggests that, while not without some faults, the EU referendum was on the whole run well.  PACAC commends the Electoral Commission for the successful delivery of the referendum, which was of enormous scale and complexity.

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The US voter registration system is flawed but election officials are working to address the issues

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Amid allegations of widespread voter fraud from Donald Trump’s presidential campaign, the American public has turned its gaze to the maintenance of voter registration lists. John Lindback and Mary Stegmaier provide an overview of the challenges posed by the US’s decentralized voter registration system, and discuss reforms that are already underway to improve the accuracy of voter rolls.

Officials who administer elections in the United States find themselves playing defence this year. In recent months, Republican presidential nominee Donald Trump has frequently charged that the American elections system is rigged against him. While Trump has offered no concrete evidence of systemic fraud, his repeated claims have created a perception problem. US elections officials have responded by emphasizing that studies do not support his allegations, and by citing the decentralised elections system among the 50 states and the multiple safeguards against hacking voting machines.  But, elections officials will acknowledge that one part of the system – voter registration – is flawed.

The American elections system differs from many other democracies in ways that make maintaining accurate voter registration lists a challenge. The US lacks a tool that most other countries use to determine voter eligibility – a centralised, national registry of citizens. Many countries use their national registries as the basis for voter lists at each voting precinct, which means that citizens are automatically registered to vote. When voters show up at their precinct polling station, they present their national ID card, and if this matches, they are issued the ballot. In contrast, the US has no national registry of American citizens nor is there a universally issued national identification card. Instead, to be eligible to vote, Americans must first take the initiative to register with their state and provide the basic identifying information necessary to determine where they are entitled to cast a ballot. Each state and the District of Columbia maintain its own voter registration rolls – a decentralised system that contrasts with the centralised system used in other countries.  Further, because election law in the US is largely made at the state level, the states vary in their voter ID requirements and registration deadlines. For this election, 10 states and the District of Columbia will allow people to register to vote on Election Day; the rest maintain deadlines that range from a few days to a full month in advance of the election.

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