Ed Balls Ed Balls Ed Balls: Spad, Official or Both? The Joys of Research and Government Transparency

It is occasionally suggested by Whitehall veterans that Ed Balls began as a spad and ended as a civil servant. We have no such evidence that this happened. The confusion seems to lie in the fact that the previous person with the title ‘Chief Economic Adviser’ was a civil servant—Sir Alan Budd), as is the current one (David Ramsden).

But in the period that Balls was ‘Chief Economic Adviser’ he was also a special adviser. He was clearly stated as such in parliamentary questions between 1997 and 2001.[1] The records are not clear for 2001-3 (Balls is not named in the records we have seen),[2] but the Chief Economic Adviser in this period is specified as a special adviser in Hansard. We’re presuming that person is still Ed Balls. So the story seems to be that Gordon Brown as Chancellor decided to appoint Balls to a role which was conventionally held by a civil servant or formal employment terms. But Balls remained a spad.[3] That is our understanding. But we would welcome—indeed, encourage—corrections.[4]

This is nerdy stuff, but it’s important. This is what research is all about: grappling with imperfect information. It’s assumed that everything in government is always perfectly recorded, but it is not. For instance, there is an expectation of regular, annual data releases on numbers and names of special advisers. And for the first two years of the Coalition numbers and names were released at regular intervals—roughly, every four months. There has not been a new release since October 2012—seven months.[5]

Does this matter? It matters to researchers like us. Imperfect or faulty information means we may make faulty inferences. So for instance the lack of up to date data on special advisers means it is difficult to determine tenure of spads with consistency. Data releases on spad numbers never talk about spads leaving, only entering government—so we have to infer from their absence that they have left.[6] Tenure is important because it would help us understand the nature of the work that spads do: for example, if tenure is short, it may suggest short-termism; if tenure is changing, it may suggest the nature of the job is changing.

But there is a deeper point here: government transparency.[7] Some people have already taken office in the period since October 2012 as special advisers, but they are not listed anywhere. Would it not be advisable to list their names and details so that people with relevant interests and concerns might be in contact with these advisers? More generally, if spad numbers have dropped or risen, that might also be useful so that the public to know, so that they can appraise the current government’s use of special advisers, and their numbers.


[1] See, eg., HC Deb 28 July 2000 vol 354 cc972-4W.

[2] See, eg., HC Deb 16 July 2003, cc328-9W. In fact there is generally very little Hansard coverage of special advisers in that period.

[3] Brown had a way of doing such things: he had a ‘Council of Economic Advisers’ which was for all intents and purposes simply another group of special advisers—if one looks at the annual data releases on special advisers, those ‘sitting’ on the Council of Economic advisers were included, oddly, as a footnote, as if to suggest they were not special advisers. Needless to say the Cabinet Office continues to follow this obfuscatory practice.

[4] Tweet us!

[5] To be exact: there was a (poorly edited) release on 19 October 2012—see Matt Honeyman’s spellbinding post on this. But there has since been a revised version of those special advisers employed as of October 19 2012 published 17 February 2013. But all that did was revise the earlier release: it does not tell us who was a spad as of 17 February 2013.

[6] Of course we can work this out in other ways, but they are less authoritative than government statements.

[7] Liz Fisher from Oxford University is similarly critical of the transparency agenda: see

http://ukconstitutionallaw.org/2013/05/09/liz-fisher-gov-uk/.

Mrs Thatcher and State Funerals

12th April 2013

By Professor Robert Hazell

So, what is the difference between Mrs Thatcher’s and a state funeral?  Doing media interviews this week, I have confidently stated that a state funeral involves:

  • A vote in Parliament
  • The coffin lying in state in Westminster Hall
  • The gun carriage bearing the coffin being drawn by sailors rather than horses.

My reliable source?  An unusually authoritative and detailed entry in Wikipedia, titled State Funerals in the UK.

But now I am not so sure.  If the purpose of the vote in Parliament is to authorise the spending of public money on the funeral, how is it that Mrs Thatcher’s funeral will be largely funded by the state, but without any parliamentary authorisation?  (Someone from the Treasury please answer).  And can Parliament authorise expenditure by simple resolution, based on a humble Address?  Here is the text of the parliamentary approval for Sir Winston Churchill’s funeral:

‘That a humble Address be presented to her Majesty, humbly to thank her Majesty for having given directions for the body of the Right Honourable Sir Winston Churchill, Knight of the Garter, to lie in state in Westminster Hall and for the funeral service to be held in the Cathedral Church of St Paul and assuring her Majesty of our cordial aid and concurrence in these measures …’  (Hansard 25 Jan 1965).

The second element, lying in state, is clearly not a defining element of state funerals, since the Queen Mother had a lying in state in Westminster Hall in 2002, as part of her ceremonial funeral.

That leaves us with the third element, the gun carriage being drawn by sailors.  Wiki explains that the tradition dates back to the funeral of Queen Victoria, when ‘the horses drawing the gun carriage bolted, and so ratings from the Royal Navy hauled it to the Chapel at Windsor’.  That sounds alarming: a gun carriage careering out of control, the coffin sliding off …  The reality was less dramatic: the horses seemed restive, and so the sailors were substituted to be on the safe side.  The Buckingham Palace website records:  ‘The horses that were supposed to pull the gun-carriage became restless standing in the cold and were behaving in a dangerous manner, so  a team of sailors took over the task of pulling the gun carriage to St George’s Chapel’.

So, what is a state funeral?  I now think that it is a funeral for a head of state, a state occasion attended by other heads of state.

And who apart from the Sovereign has been accorded a state funeral?  Wikipedia gives a full list: remember these for your next Constitution Unit quiz.  It includes:

  • Four Prime Ministers (Wellington, Palmerston, Gladstone, Churchill)
  • Three Field Marshals (Napier, Roberts and Haig)
  • Two Admirals (Blake and Nelson)
  • Plus Sir Philip Sidney (1586), Sir Isaac Newton (1727), and that old rogue Lord Carson (1935).

Expertise and policy: the rise of the government “tsars”

4th April 2013

There has been an increasing reliance in government on the use of “tsars” to assist with policy-making in Whitehall. The numbers of tsars being appointed have increased dramatically since 1997: between May 2010 and July 2012, the Coalition has made 93 appointments alone. As with special advisers, the information available on these government appointees is patchy at best and there is limited understanding as to the role they play in processes of government. Dr Ruth Levitt came from KCL to the Constitution Unit to discuss her recently completed research (carried out with William Solesbury) on these little known figures. Talking alongside Dr Levitt was Sir Stephen Boys Smith; a former civil servant and “serial tsar” (having been one of only two who have assumed the tsar role on up to four separate occasions).

“Tsars” may be defined as individuals from outside government (though not necessarily outside of politics) publicly appointed by a government minister in order to advise on policy development or delivery on the basis of their expertise. One of the main drivers of Dr Levitt and Solesbury’s research was to understand who policy tsars actually are, what it is they actually do and why this particular form of advice might be pursued over others. While the type of work policy tsars are appointed to do may vary greatly, the KCL research found that the majority of tsars (over 80%) are appointed to review policy, with the rest having a role that is to some way represent policy or to focus primarily on promoting policy. An individual may be appointed on account of being a “specialist”, possessing expertise in a relevant field for the purpose of giving informed and objective advice. Others are appointed as “generalists”; invited to apply their management expertise to a specific task. In addition, there is the “advocate” – who may have expertise but also has spoken out on a particular issue and has a committed perspective to it.

One explanation as to why this form of advice might be pursued over others is that policy tsars are flexible and low cost. They may also provide an element of authority on certain areas of policy, due to knowledge gained from within certain industries. According to Stephen Boys Smith, tsars may also be preferable to other avenues of advice due to their ability to give a task undivided attention -something, he said, that no civil servant is going to be able to achieve (given all the distractions that inevitably crop up working in government). In this way, policy tsars can be a useful and refreshing avenue for departments looking to pursue certain policies requiring specific expertise or a consistent focus.

While these advantages do exist, the KCL research also serves to highlight some of the issues involved with the way policy tsars presently function in government processes. The picture of policy tsars that has existed so far, by no means represents the paragon of diversity. Dr Levitt’s research found that over four fifths of them have been male. Furthermore, more than half of tsars have been over fifty years in age and 98% have been white.

Another concern is that of transparency. Presently, tsars do not count as external advisers and as such are “invisible” – there being no obligation for the government to publish information about them. This has helped to ensure that certain facts go widely unnoticed. Almost a quarter of tsar appointments have culminated in with an informal report or nothing at all. Out of those reports that were made available to the public, ministers responded to just over half of them. What inevitably follows alongside this issue is a lack of accountability – there are currently no mechanisms by which the work of policy tsars can be publically judged or evaluated.

While these problems exist, Levitt and Solesbury argue that these people are now considered a crucial form of support to functions of government—like special advisers. The question remains as to their effectiveness.

What will become of the May 2015 UK Parliament if Scotland votes “Yes” on independence?

23rd March 2013

Every so often – but not very often – a major theme enters the national debate which nobody noticed much at first, but when attention is drawn to it, it becomes completely obvious.  This topic is one such we are pleased to  reprint, on how a referendum vote in favour of Scottish independence in September 2014 could greatly complicate the options for transitional UK government up to the general election in May 2015 and even more, the composition and form of the UK government thereafter.  The constitutional and political implications could be as fundamental for the reduced UK as for the departing Scotland.  The scenario is laid out in the Ballots and Bullets blog of the School of Politics and International Relations in Nottingham University. The authors are  Prof Ron Johnson of Bristol University, a leading authority on constituency boundaries and consultant on the proposed boundary changes in 2010;  the electoral geographer Prof Charles Pattie and David Rossiter, both of Sheffield University.
Ron was an expert commentator on the Conservative’s plan – aborted by the Lib Dems – to reduce the number of parliamentary seats by 50 and redraw boundaries to create constituencies of roughly equal size. The same team also warned that this policy would undermine” the underpinning of British representative democracy - that members of Parliament represent places with clear identities.”
The timetable for a Scottish Independence referendum in October 2014 and, if that is successful, implementation of the decision in March 2016 overlaps that of the fixed cycle for elections to the UK Parliament, for which the next general election will be held in May 2015. Governing the UK during that inter-regnum (when there will still be 59 Scottish MPs) will be difficult, as may forming a government after the May election, plus sustaining it after those 59 MPs depart in March 2016. And then there is the House of Lords…

Although opinion polls currently indicate declining support for Scottish independence, 18 months is a very long time in politics. Groups of civil servants are undoubtedly now working in both London and Edinburgh on the myriad issues that would have to be resolved should there be a positive vote in October 2014. Does their agenda include the following scenario?

  • Scotland votes clearly for independence, to occur – according to the SNP’s current timetable – in March 2016;
  • In May 2015 there is a UK general election (when Scotland is still a member of the UK). Labour wins 330 seats in the 650-member House of Commons, a majority of 10 over all other parties. Its complement of 330 includes 40 of Scotland’s 59 MPs. Labour forms a government; and then
  • In March 2016, the break-up of the United Kingdom occurs. The House of Commons is now reduced to 591 MPs, with Labour having 290; it no longer has a majority.

What would happen then?

Labour may go on governing – it would be only just short of a majority and, given that Sinn Féin MPs do not take their seats (and also that there are five of them then, as now), it could well get its business through. Alternatively it may reach an accommodation with one or more other parties – maybe even a LabLib pact (a full coalition is less likely).

If at some stage Labour loses a vote of confidence, however, then the procedures set out in the Fixed Terms Parliament Act, 2011, come into play: there may be a premature general election. And if that happens before late 2018, such an election would be held in the current 591 English, Welsh and Northern Irish constituencies – created using electoral data for 2000; following the Lords’ amendment to the Electoral Registration and Administration Act, 2013, the Boundary Commissions do not have to deliver recommendations for 548 new constituencies in those countries until October 2018.

Having voted for independence, however, the Scottish electorate may decide to send many more SNP MPs to Westminster in May 2015 – why vote for the parties of the now-rejected Union? Indeed, why vote at all?  It is doubtful that Labour could win a majority in England and Wales alone so David Cameron’s hopes of a Conservative majority over Labour and the LibDems in 2015 would be enhanced if very few Scottish MPs were elected to represent those two parties.

In addition, 11 of the Liberal Democrats’ current 57 MPs represent Scottish constituencies, so much will depend on how the soon-to-be-independent Scots vote in the 53 seats that currently return a non-SNP MP and how the MPs who replace them vote in the Commons during that inter-regnum (would they join with Labour and the Liberal Democrats in voting against the Queen’s Speech, for example, or just abstain?)

That might be a bit – perhaps very – messy, at a time when continuity and stability will still be preached as necessary conditions for economic recovery. As interesting – and potentially very controversial – will be what happens between October 2014 and March 2016, and especially between May 2015 and the latter date, whichever party (or parties) are in power. The government is already concerned about, and seeking a resolution to, the West Lothian problem: it will be magnified many-fold during that inter-regnum.

Once Scotland has voted for independence, what role should Scottish MPs play at Westminster during the following 18 months? Some might argue they should no longer participate – certainly not in its votes, though, of course, they should continue to represent their constituents’ interests that are covered by the transitional UK government (just as Sinn Féin MPs do now). But Scotland will still be a member of the UK and decisions will be taken during those 18 months on which they should have a say: what if the UK government recommends that the country goes to war somewhere in December 2014?

Would Scottish MPs agree to vote on a restricted range of issues only? Could agreement be reached on what those issues are? If not, would the government legislate to limit Scottish MPs’ roles in the House of Commons – perhaps with opposition support (the Conservatives, Labour and the Liberal Democrats are all opposed to the break-up of the Union)?

And what of the House of Lords. What would happen to the Scottish hereditary peers? The 1800 Act of Union allowed the Irish peers to elect 28 members to the Lords. None were elected post-independence, but also none were required to relinquish their seats, with some remaining members of a ‘foreign’ Parliament until their death, which for one Irish peer was as late as 1961. A similar situation occurred after the Act of Union with Scotland in 1707, when the Scottish peers were entitled to elect 16 of their number to sit in the Lords. From then on all new peers were appointed to the Peerage of Great Britain (as were a few peers created after 1922 who took Irish titles). All Scottish peers were entitled to sit in the Lords under the Peerage Act, 1963, and became part of the electorate after most of the hereditaries lost their seats under the House of Lords Act, 1999. There is thus no Scottish hereditary peerage, merely a UK Peerage, and it would presumably be up to those who, post-independence, considered themselves Scottish rather than UK citizens to withdraw from the hereditary electorate.

Of course, all peers are now appointed for life, and many of those currently occupying the House of Lords benches have some Scottish links. But could a separate ‘Scottish Life Peerage’ be defined to identify them? On what criteria – residence (first, or second)? Some may self-identify and withdraw but others, like their Irish predecessors, may decide to stay. How could they be removed? Could a generic Act be conceived, or would there have to be a series of ad hoc pieces of legislation? And when it was all settled – it might take some time – would the Prime Minister then replace them with a new tranche to maintain the currently-desired party balance?

Uncertainties abound, but governing the UK may be very difficult during the transition period, even if there is good will on all sides.

Ron Johnston is Professor of Geography in the School of Geographical Sciences at the University of Bristol, Charles Pattie is Professor of Geography in the Department of Geography at the University of Sheffield, and David Rossiter.

Summer Internship applications now open for July 2013

22 March 2013

An internship at the Constitution Unit is an ideal way for recent graduates to gain experience of work in a think tank which is also an academic research centre, and to do research which is linked to policy. Past interns have included students in their holidays, postgraduates thinking about continuing their studies to Masters or PhD level, and civil and public servants who work for us part-time or on secondment.

Eligibility Requirements

Applicants will have a degree or equivalent in Social Studies or Political Science, in Law or in some related subject. The candidates should be highly motivated, have excellent interpersonal skills, be able to work independently and have good analytical and writing skills. We except undergraduates who are on their summer break.

Value & Benefits

Each intern is assigned to one of our researchers to assist them with a single project throughout their three months internship. This gives interns the opportunity to build a close working relationship with their supervisor, get a real feel for the day-to-day process of academic research, give the intern’s research skills a more practical edge and to have real responsibility and independence over their task.

The work is varied and will be assigned to reflect peoples skills and areas of interest. We very much value the work done by our interns and they are treated as full members of our small and friendly team. We invite the interns to come to our team meetings, contribute to our publications, newsletter and blog, and the whole team work together to organise our regular events and seminars. They get a real taste of what academic and policy research is like, and make an important contribution to our research projects. In return we will provide interns with extra skills, careers advice, and a reference for when they leave.

Duration & Expenses

We ask our interns to volunteer a minimum of 3 days. The positions are voluntary, but the Unit will pay travel costs up to the sum of £250 a month.

Areas of Research

The projects that interns will be working on:

Those wishing to join our team should refer to the research currently undertaken (above) at the Unit and specify which area you might like to contribute to.

Interns will be for July 2013 for 3 months

Application deadline: 16th May 2013.

Further Details on the application process can be found here

*Note to students: Full-time masters students are not eligible for an internship at the Constitution Unit during their period of study. Part-time students are eligible at any point.

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Northern Ireland chief justice to confront critics on bail decisions

15th March 2013

The Lord Chief Justice of Northern Ireland Sir Declan Morgan has given a rare TV interview designed to take the heat out of allegations of partiality between unionists and nationalists in granting bail. He is offering to explain the basis of recent decisions to the Justice Committee of the Northern Ireland Assembly and is making himself available to his most prominent critic, the Democratic Unionist First Minister of the powersharing Executive Peter Robinson. The meeting was in fact pre-arranged but will now take on a more urgent character. His private secretary had earlier sent a letter to the Assembly   explaining that in bail decisions  judges carefully weigh the risks – such as a risk of flight, likelihood of committing further offences, interfering with witnesses and preservation of public order – against the rights of the untried accused.

“It is essential that they are free to do this independently and without being subject to external influence.”

Now the chief justice has widened his response to add the offer of an appearance before Assembly members and a meeting with the First Minister if he still wants one. As a direct response to a running controversy this move is unprecedented and as I’ll argue shortly, carries risks which Morgan himself will be aware of.

Even post- Troubles Northern Ireland politics is still largely a zero sum game. In this case unionists are up in arms at bail being denied to two ring leaders of sporadic protests at the decision of Belfast City Council to reduce the number of days for flying the Union Jack above the City Hall. One of them Willie Frazer attracts both sympathy and hostility. Four family members including his father, all of them members of the security forces, were killed by the IRA over 10 years. He is head of a movement called FAIR,  Families Acting for Innocent (unionist) families  which campaigns for justice for victims of the Troubles  but specialises in provocative demonstrations and comments.   He was refused bail on March 1. At another hearing when bail was refused to another alleged loyalist agitator Jamie Bryson, the judge hit out against “ill informed debate” about bail decisions. This attracted the comment of “ judicial arrogance “ from a DUP minister.

Meanwhile, switching sides,  two prominent republicans in south Armagh  were  granted bail in connection with demonstrations eight years ago in favour of the ( not quite disbanded ) IRA which had been held responsible  for the notorious  murder of a Belfast man Robert McCartney in 2005. Despite a McCartney family campaign which reached Downing St and the Oval Office, IRA omerta  has held. The arrests of the two men Padraic Wilson and Sean Hughes were attacked by Sinn Fein politicians as “ political policing”  to  counter balance the actions against loyalists. Unionists immediately claimed partiality in deciding bail between republican and loyalists.

I accept that there are grounds for interesting speculation about how and why bail has been granted or refused but this has little to do with the judiciary.

Why charge Hughes and Wilson with IRA membership and encouraging a proscribed organisation in a demo that happened eight years ago? Is this a real new lead in the MCartney case? It doesn’t feel like it but who can tell at this stage? If there is no fire behind the smoke this might be seen as an unnecessarily provocative move just as the very moment a dissident republican attack had been foiled.

Why wait so long to lift the loyalists Frazer and Bryson? That one is easier to speculate about – because it’s better to exploit a lull (if that’s what is it is ) in the flags protest. But we’re unlikely to get straight answers to such questions and certainly not from the judiciary. Answers in some form may emerge from the PSNI and the DPP if charges are proceeded with.

Although the judges – and of course the police and the DPP – are now being attacked by both sides, this is not a full blown crisis between the politicians and the criminal justice system.  It even represents a sort of progress.  Republicans now argue for fair treatment from the criminal justice system rather than rejecting it altogether. What is happening is a symptom of the tensions created by an underlying shift in power between unionism and nationalism as a result of growing nationalist numbers and the  implementation of the equality provisions of the Good Friday Agreement.  From time to time there is controversy over where fairness lies and the criminal justice system is caught in the middle.

In an arid zero sum debate –  unionist loss is republican gain or vice versa – the judiciary has boldly moved to assert its good faith and educate the politicians in an impartial justice system which like any other body can make mistakes. The risk the chief justice is taking is that is that he may unwittingly feed an appetite for routine explanations of verdicts and sentences and produce disillusion and even louder complaints when he refuses. This could turn  the judiciary into what he and his colleagues greatly fear, a political football.   Much hangs on Northern Ireland’s politicians behaving responsibly to prevent the judiciary being sucked into their zero sum game.

Video: What Place for the Referendum in the UK?

11 March 2013

Prof Vernon Bogdanor

Venue: Archaeology Lecture Theatre G6, Gordon House

The referendum is an instrument of popular sovereignty, an institutional expression of the doctrine that political sovereignty derives from the people. In Britain, it has been used on a small range of issues, primarily to secure legitimacy. Some matters, especially those which involve a transfer of sovereignty, are so fundamental that the public may not accept a decision made by parliament alone as legitimate. In the 1970s, it has been suggested, Edward Heath took the British establishment into Europe, but it was left to Harold Wilson to bring the British people into Europe. Today, the establishment continues to favour membership, the people do not. That is the basic case for an `in-out’ referendum.

One difficulty with the referendum is that the question is decided by the politicians, not by the voters. The questionthat the voters wish to answer may not be on the ballot paper. In 2011, survey evidence indicated that the favoured option for most electoral reformers was proportional representation, not the alternative vote. Yet that option was not on the ballot paper. In Scotland, survey evidence indicates that further devolution is the favoured option rather than the status quo or independence. Yet that option is not to be on the ballot paper. On Europe. David Cameron proposes a referendum on renegotiated terms of membership, but survey evidence indicates that people favour an in/out referendum. Some means, therefore, should be found for taking the referendum out of the hands of the politicians.

Prof Vernon Bogdanor CBE will is Professor of Government at the Institute of Contemporary History, King’s College, London. He was formerly for many years Professor of Government at Oxford University. He is a Fellow of the British Academy, Honorary Fellow of the Institute for Advanced Legal Studies, and a Fellow of the Academy of the Social Sciences.

Find out more about the Constitution Unit’s seminar series or the SPP seminars 

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SUCCESSION TO THE CROWN BILL

7th March 2013

LORDS COMMITTEE STAGE 28 FEBRUARY 2013

The power of the well-phrased question

Bob Morris

There is nothing in Parliamentary debate quite like the well-phrased question for cutting to the heart of things. An issue is encapsulated and the minister has to respond. Unlike podium assemblies where speakers may hector without interruption, the UK Parliament can suddenly be made alive by a pithy intrusion.

Under examination was the clause that would abolish the rule dating from 1689 that no-one married to a Catholic may succeed to the throne. Discussion turned to an amendment (subsequently withdrawn) which would have permitted the sovereign to be a Catholic but made arrangements during the reign for the Supreme Governorship to be shouldered by an Anglican qualified under the Regency Acts. As noted previously – including by the Commons Political and Constitutional Reform Select Committee (PCRSC) in December 2011 (HC 1615) – removal of the Catholic marriage disqualification leaves intact the absolute ban on Catholics and anyone else not in communion with the Church of England from succeeding. The latter would, of course, disqualify Catholics (and most non-Anglicans) from succeeding even if the explicit ban on Catholics were removed.

Lord Forsyth (a Scottish episcopalian, former cabinet minister and Scottish Secretary) asked what was it that the government were trying to achieve with the provision:

‘Are they trying to end discrimination against Roman Catholics or are they just trying to enable the heir to the Throne to marry a Roman Catholic?’ (Hansard, Lords, 28 February 2013, col. 1230)

He added that he would be horrified if it were the latter. Whilst it was a good thing that people who wanted to marry should be able to do so, he had thought that the provision ‘was part of a wider agenda of ending discrimination against Catholics. We need to understand why the Bill has not provided for that…’ Lord Stevenson then intervened to point out that the amendments tabled on the point went ‘to the heart of whether the present Anglican establishment in England can or even should remain in its present form’ and suggested that it was time for further Parliamentary consideration in some appropriate committee. This suggestion gained some support though not from the minister who sheltered behind the fiction that such matters were for Parliament alone itself to decide.

None of this will stop the Bill. Parliament knows when it is being bounced and in any case the things in the Bill are not in themselves bad things that should be stopped. On the other hand, what their Lordships pointed out was that, in the words of a PCRSC witness, ‘one cannot half open a can of worms, because all the worms will come out’.

Has the time come for Parliament to take a closer look? We shall see. What is certain is that the Forsyth question will not go away.

The referendum: “the weapon of entrenchment” can be a two edged sword

2nd March 2013 Read more of this post

When does the British Constitution require a Referendum? – V. Bogdanor’s opinion on the place for the referendum in the UK

26th February 2013

Referendums are increasingly becoming part of British civic life. Whilst this constitutional instrument remained unused in Britain until forty years ago, eleven referendums have taken place in the United Kingdom since 1973 –  with only two  held nationwide. In the past fifteen years a substantial number of constitutional issues have been subjected to popular approval.

According to Professor Vernon Bogdanor, the recent experience of referendums in the UK suggests the emergence of a new constitutional convention.   Before significant powers could be devolved away from Westminster, a referendum would be required. In Professor Bogdanor’s opinion, the precedents set by the Scottish devolution referendums (1979 and 1997), the Welsh devolution referendums (1979, 1997 and 2011), the Greater London Authority referendum (1998), the Northern Ireland Belfast Agreement referendum (1998) and the North East England devolution referendum (2004) have developed a convention that may in turn constrain governments. Under this doctrine, the Westminster government would have an obligation to hold a referendum in the case of a delegation of power to devolved institutions and would be bound by its result.

Professor Bogdanor also argues that a referendum would be required when other major constitutional reforms are considered by Parliament. The most obvious examples would be the referendum on the Alternative Vote electoral system in 2011 and the future referendum on EU membership proposed by the Prime Minister, David Cameron. With these referendums – so the argument goes – political actors have created a precedent. They have generated a public expectation that certain pivotal issues of constitutional relevance remain the preserve of popular sovereignty. For this reason, it may even be possible to pose the question of whether the People could be regarded as the third chamber of Parliament. Therefore, even though an elastic and uncodified constitution (such as that of the UK) would in principle imply an elastic role for referendums, the referendum has developed into a doctrine that might even constrain Parliament.

The difficulty with this doctrine is that other recent major constitutional changes – such as the introduction of the Human Rights Act 1998 and the Constitutional Reform Act 2005 (which created the new Supreme Court) – have not been sanctioned by a referendum; nor was a referendum proposed before introducing elections to the House of Lords.

This suggests the doctrine is not yet particularly firm, even in relation to devolution. For example, a referendum was required before the Welsh Assembly could be granted primary legislative powers, but not for the grant of greater fiscal powers to the Scottish Parliament under the Scotland Act 2012. If next year’s Scottish independence referendum fails, and there are then proposals for Devo-Max, will a further referendum be required? Or will it depend on the actual result of the independence referendum? This uncertainty does not suggest the presence of a precise doctrine and appears to reinforce the argument that the use of referendums in the UK – in the absence of a codified constitution – is largely based on political considerations.

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